FINRA

FINRA смотреть последние обновления за сегодня на .

The Securities and Exchange Commission (SEC) vs. Financial Industry Regulatory Authority (FINRA)

10688
180
30
00:01:21
04.07.2019

A lot of people have "kinda-sorta" heard about the Securities and Exchange Commission (also known as the SEC) when watching financial industry-related movies such as The Wolf of Wall Street, but their SEC-related knowledge is superficial at best. When it comes to the Financial Industry Regulatory Authority (commonly referred to as FINRA), however, you can be pretty much certain that practically nobody outside professional circles knows what it's all about. While the title of this video is "SEC vs. FINRA" and may suggest some kind of a rivalry between them, that's not exactly the case. In fact, the Securities and Exchange Commission as well as the Financial Industry Regulatory Authority are ultimately here to protect individuals from... let's say less than ethical practices related to the financial sector, which are unfortunately not the least bit uncommon. As you will be about to find out, while the SEC tends to pack more of a punch, with the them actually overseeing FINRA, both organizations have an extremely important role in the ecosystem. As an investor, it's quite useful to understand how the financial sector works under the proverbial hood because seemingly insignificant aspects such as knowing what the Securities and Exchange Commission does or what FINRA is all about makes the difference between someone who is operating based on limited information and someone who digs deep. Needless to say, those who are patient and interested enough to dig deep tend to do better in the long run. As such, the goal of this video is simple enough to understand: explaining what the SEC is, what FINRA is and what the main differences between the two organizations are. What you do with this information is entirely up to you.

How FINRA Really Works

45433
1
00:00:55
30.07.2015

If you were defrauded by your stock broker or financial advisor and they worked for a firm that is a FINRA member then you can bring a lawsuit before FINRA. The Financial Industry Regulatory Authority is a securities arbitration forum that allows investors to pursue claims against their broker. If you believe you have a claim call Soreide Law Group today to begin the process of recovering your financial losses. Soreide Law Group represents investors before FINRA in ALL 50 states.

What is FINRA (The Financial Industry Regulatory Authority)?

22851
175
1
00:01:24
11.03.2016

Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “FINRA - The Financial Industry Regulatory Authority” The Financial Industry Regulatory Authority referred to as FINRA oversees all securities licensing procedures and requirements for the United States. This self-regulatory organization administers many of the exams that must be passed to become a licensed financial professional. It also performs all relevant disciplinary and record-keeping functions. The Financial Industry Regulatory Authority is a regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange's regulation committee. The Financial Industry Regulatory Authority is responsible for governing business between brokers, dealers and the investing public. By consolidating these two regulators, FINRA aims to eliminate regulatory overlap and cost inefficiencies. FINRA offers several different types of licenses needed by both representatives and supervisors. Each license corresponds to a specific type of business or investment. While there are several licenses geared toward specific types of securities, there are three general licenses that the majority of representatives and advisors usually obtain. By Barry Norman, Investors Trading Academy - ITA

This is BIG! FINRA IS BREAKING THEIR OWN RULES or BREAKING THE LAWS! DEAD END FOR FINRA REVEALED!

1973
127
18
00:09:48
01.02.2023

MMAT (TRCH) Stock Analysis: Torchlight Energy Resources, Inc. engages in the acquisition, exploration, exploitation and development of oil and natural gas properties in the United States. The firm focuses on drilling and working interest programs. Its projects include Midland, Orogrande, and Delaware Basin. In this MMAT (TRCH) Stock Analysis video, we discuss swing trading and investing in the company. We analyze the 55 EMA (Exponential Moving average), MACD (Moving Average Convergence Divergence), RSI (Relative Strength Index), bullish and bearish trends, technical analysis chart patterns, and potential entry and exit points for traders and investors. Timecodes: 0:00 Intro 0:12 Fundamental Analysis MMTLP ($TRCH $MMAT) Playlist: 🤍 MMTLP Stock Fundamentals: 🤍 🤍 MMAT (TRCH) Stock SEC Filing: 🤍 MMAT (TRCH) Stock Website: 🤍 MMTLP Stock News: 🤍 🤍 🤍 🤍 🤍 🤍 🤍 🤍 🤍 🤍 MMAT Stock Presentation: 🤍 DISCLAIMER: I am not a financial advisor, and my opinions reflect mine only and no other entities. The ideas presented in this video are for entertainment purposes only and not intended as any financial advice, recommendations, suggestions, etc., despite what is stated. You (and only you) are responsible for the financial decisions that you make. English is not my first language, so please excuse my mistakes. And If you like this video, please hit the like button. It helps me a lot! #TRCH #TRCHstock #TorchLightEnergy #MMAT #MMATstock #Metamaterialvv

Everything you need to know about the FINRA SIE exam (overview video)

1565
46
4
00:15:10
19.10.2022

If you're interested in a career in finance, the FINRA SIE is a certification you need to pass. In this video, we'll break down what the FINRA SIE is, what it covers and how you can pass it. The FINRA SIE is essential for anyone looking to work in finance. Passing this certification will show employers that you have the skills and knowledge necessary to succeed in the industry. Achievable is a modern FINRA SIE course written by experts with 20+ years in the finance industry. Achievable uses technology to guarantee that you pass the first time. Try our FINRA SIE course for free to see if our style is right for you: 🤍 0:00 Introduction 0:39 Why you should take the FINRA SIE 1:05 What is FINRA & the FINRA SIE exam? 1:35 Eligibility, structure, and pass rate 2:55 Official content outline of the FINRA SIE 7:25 Achievable's FINRA SIE content outline 12:46 FINRA SIE study tips 14:23 How to pass the FINRA SIE on your first try

MMTLP vs. FINRA BATTLE! SEC Investigation Recap! FINRA Tweeted For The First Time This Year!

1357
73
5
00:10:03
05.02.2023

MMAT (TRCH) Stock Analysis: Torchlight Energy Resources, Inc. engages in the acquisition, exploration, exploitation and development of oil and natural gas properties in the United States. The firm focuses on drilling and working interest programs. Its projects include Midland, Orogrande, and Delaware Basin. In this MMAT (TRCH) Stock Analysis video, we discuss swing trading and investing in the company. We analyze the 55 EMA (Exponential Moving average), MACD (Moving Average Convergence Divergence), RSI (Relative Strength Index), bullish and bearish trends, technical analysis chart patterns, and potential entry and exit points for traders and investors. Timecodes: 0:00 Intro 0:12 Fundamental Analysis MMTLP ($TRCH $MMAT) Playlist: 🤍 MMTLP Stock Fundamentals: 🤍 🤍 MMAT (TRCH) Stock SEC Filing: 🤍 MMAT (TRCH) Stock Website: 🤍 MMTLP Stock News: 🤍 🤍 🤍 🤍 🤍 🤍 🤍 🤍 🤍 MMAT Stock Presentation: 🤍 DISCLAIMER: I am not a financial advisor, and my opinions reflect mine only and no other entities. The ideas presented in this video are for entertainment purposes only and not intended as any financial advice, recommendations, suggestions, etc., despite what is stated. You (and only you) are responsible for the financial decisions that you make. English is not my first language, so please excuse my mistakes. And If you like this video, please hit the like button. It helps me a lot! #TRCH #TRCHstock #TorchLightEnergy #MMAT #MMATstock #Metamaterialvv

Why FINRA

934
00:01:14
16.04.2019

Hear firsthand from some of our colleagues what inspires them about working at FINRA. Like what you see? Join us: finra.org/BeInspired

FINRA IS IN MASSIVE LEGAL TROUBLE! - AMC Stock Short Squeeze Update

17789
1794
564
00:09:09
27.01.2023

🦍 Join the FREE Discord Team - 🤍 👔 Check out the Merch - 🤍 📊🇺🇸 Get 15 FREE shares with moomoo - 🤍 📊🇦🇺 Get 5 FREE shares with moomoo Australia- 🤍 📊 Moomoo deposit tutorial - 🤍 Links; 🤍 🤍 🤍 🤍 FINRA and Citadel are both in MASSIVE legal trouble. FINRA is currently being sued by Meta Materials (however, FINRA has filed a motion to dismiss on the grounds of them being immune to being sued) and Citadel is about to get banned from South Korea for committing crimes and manipulating the market. Citadel has been fined $9m in South Korea for market manipulation, the first fine South Korea has EVER issued! It seems like citadel will be banned from South Korea just like they were banned from China for manipulating the market. How strange that tons of countries are banning Citadel for committing crimes, but they are allowed to rule the US markets. Social media: 📷 Follow me on Instagram - 🤍 🐤 Follow me on Twitter - 🤍 🔔 Please be sure to LIKE, SUBSCRIBE, and turn on them NOTIFICATIONS. The information in these videos shall not be construed as tax, legal, insurance, construction, engineering, health and safety, electrical or financial advice. IF stocks or companies are mentioned, Thomas MAY have an ownership interest in them DO NOT make buying or selling decisions based on Thomas' videos. If you need such advice, please contact a qualified accountant, solicitor, insurance agent, contractor/electrician/engineer/etc. or financial advisor. This is not investment advice to purchase any stock mentioned in this video or any other videos and shall not be construed as anything other than an opinion for entertainment purposes only. Links included in this description might be affiliate links. If you purchase a product or service with the links that I provide I may receive a small commission. There is no additional charge to you! Thank you for supporting my channel so I can continue to provide you with free content each week! Video topics: gamestop, gamestop stock, gme, gamestop short squeeze, gamestop stock explained, gamestop explained, amc, amc stock, amc stock prediction, amc live, amc stock live, amc short squeeze, amc squeeze, amc price prediction, gme stock live, gme stock prediction, gme stock analysis, gme stock explained, gme stock short squeeze, gme stock news, matt kohrs, matt kors, stocks, stock market, investing, trey trades, jim cramer, amc ortex, amc dark pool, amc recap, amc news, amc update, finance news, themaskedinvestor, roensch capital, amc stock news, amc stock update, amc stock analysis, amc stock livestream, amc stock short squeeze, amc stock prediction 2021, amc stock news today, amc stock jim cramer, will amc go up, short squeeze, will amc short squeeze, buy amc, hold amc, amc will explode, this will cause amc to explode, amc dark pool update, amc citadel, amc citadel in trouble, Citadel, citadel fraud, citadel fraud amc, amc margin restriction, amc restriction, what is a margin restriction, amc threshold list, threshold list, what is amc threshold list, amc citadel, ken griffin, AMC convertible notes, AMC convertible loan notes, deregistration of loan notes, AMC S3 filing, iceberg research, even more fud, the suits are losing, amc analyst rating, amc analyst, amc media, fail to deliver, AMC fail to delivers, fail to deliver data, AMC FTD, amc threshold list, amc threshold, amc ftd cycle, amc suspend dark pools, amc share count, amc lou, finra in trouble, amc finra, amc citadel, citadel crimes, citadel sued, citadel whistleblower, thomas james investing, finra whistleblower Inspired by Graham Stephan, Meet Kevin, Andrei Jikh, Stock Moe, My Financial Friend, Kenan Grace, Trey Trades, Matt Kohrs, the Masked Investor, Lou vs Wall Street and more. #AMC #AMCStock #ShortSqueeze

FINRA Series EXAM Study Tips - Art of Answering Questions

33909
444
21
00:06:23
17.12.2018

Prepare to pass any licensing exam with help from Knopman Marks! See our full list of courses here: 🤍 Hear what our instructor Dave Meshkov have to say about art of answering questions while studying for one of FINRA's exams. Dave will take you through the approach he used that has helped thousands of students pass the FINRA exams. Prepping for the SIE? FINRA's newest exam is here, opening the door for ambitious test takers to find a home in the securities industry. Pass the first time around with some help from Knopman Marks, the most trusted name in financial training: 🤍

What is FINRA? (Financial Industry Regulatory Authority)

1122
20
0
00:00:59
14.08.2021

WHAT IS #FINRA? (Financial Industry Regulatory Authority) WHAT IS #SEC? #bankingregulations #regulator Government-authorized not-for-profit organization basic investor protection To avoid misleading product information investors receive complete disclosure Securities and exchange commission protect investors, maintain fair and efficient market, regulator. Increase public trust in market.

BAD NEWS FOR AMC STOCK! FINRA IS GIVING THE SHORTS A FREE PASS!

2058
147
162
00:09:22
10.12.2022

👉 MooMoo: Get Up To 20 FREE Stocks (valued up to $40,000): 🤍 🔒 Protect Your Crypto With Ledger: 🤍 💰 Start Trading With IBKR: 🤍 💰 Unstoppable: Buy Blockchain Domains With Massive Growth Opportunities: 🤍 💰Lemonade: Get A FREE Insurance Quote & Start Saving: 🤍 💵 Public: Get Up to $70 In FREE Stocks - No Deposit Required: 🤍 👉Subscribe To My Second Channel: 🤍 👉 Follow Finance News On Instagram: 🤍 ATTENTION: For all business inquires please email info.financenews🤍gmail.com LEGAL DISCLAIMER: This video is for entertainment purposes ONLY. This does not constitute as financial advice. DO NOT make buying or selling decisions based on Finance New's videos. If you need advice, please contact a qualified CPA, attorney, insurance agent, contractor/electrician/engineer/etc., financial advisor, or the appropriate professional for the subject you would like help with.

The truth about FINRA Exams (Series 7, Series 63, Series 65, Series 66, etc)

27379
348
90
00:15:29
04.12.2019

So you want to know the truth about FINRA exams, in this video I cover FINRA Exams such as the series 7, Series 63, Series 65, Series 66, etc. You need to pass these exams to become series 7, Series 63, Series 65, Series 66, etc certified. You need these certifications to be able to do your job as a financial advisor, as a registered client service associate (there are a number of names for this position), and sometimes you will see the occasional investment banking professional with a series certification. 🤍 Follow me on IG 🤍KailaonIG Like my content? Buy me a Green Juice 🤍 Check out my new podcast: The Pursuit of Power 🤍 My Social Deets: IG: KailaonIG 🤍 Twitter: KailaonYT 🤍 Snapchat: Kailaonsnap Business Inquiries Only: info🤍hotdigitalmarketing.com

Inside FINRA

2020
00:02:11
12.06.2018

What does FINRA do? Why do our employees like working here? What’s our culture like? Learn more about what makes FINRA a great place to work and why our employees are passionate about our mission.

#AMC Sorry no MOASS

5966
182
264
00:04:28
05.02.2023

Clips from the 04.02.23 show 🤍 Fill out the NextBridge shareholder profile and list how many shares you own! 🤍... FINRA and the brokers are doing everything they can to avoid it. FINRA even did so much as to send all their workers home for the rest of the week! Today's sponsor is Steve Gaghagen's Etsy store: SteveGaghagenStudio 🤍 Everyday's show sponsor is Next level Chimneys 🤍NextLevelChimneys.com for all your fireplace and chimney needs. Daniel is AMAZING! and sign up at our subreddit: reddit.com/r/houstonwade I finally got a PO Box, address below! Follow the Twitch channel and watch me put together puzzles or figure out just where the hell I am on Earth: 🤍 The treasure hunt was a massive strategic failure on my part... will I try again? Yes! So, get signed up at the Patreon: 🤍 and stay tuned for the next FindHoustonsBooty Part Deux... eventually. Feel free to leave a tip (was a suggestion by a viewer) to my CashApp: $houstonwade, PayPal: 🤍 Venmo: 🤍houstonwade Follow on Twitter: 🤍thehoustonwade Finally got a P.O. Box of my own! Houston Wade PO Box 4645 Rollingbay, WA 98061-0645 Send me weird shit, cool shirts, and Jamaican curry! This is not financial advice. I am not a financial advisor. I link the sources of information that I discuss from my personal perspective on this podcast. I encourage everyone to form their own opinions and this podcast is to encourage discussion and debate on any topic we discuss on this program! We identify the problem, and we seek a solution! #gme #amc #gmeshortsqueeze #finrafraud #finra #mmtlp #mmat #nextbridge

I just got fired !! FINRA

2585
113
17
00:01:00
07.06.2022

Like a full description of the MQP check out my live Q&A on Tuesday, June 7. I do a much deeper explanation of it about 5 to 10 minutes in the live.

MMTLP Trading is taken away by FINRA. Shares did not get reconciled! 12-10-22

18481
1172
554
00:14:52
10.12.2022

Finra took away the trading days it had said would happen only hours before. This could be to a liquidity issue from brokers after seeing all the high sell limit orders. Shares did not get reconciled. FINRA HALT info: 🤍

MMTLP MULN GNS #FINRAFRAUD The gloves are off. Plus CEO fight back and new catalysts for Mullen

3514
321
93
00:18:24
05.02.2023

MMTLP MULN GNS #FINRAFRAUD The gloves are off. Plus CEO fight back and new catalysts for Mullen Join this channel to get access to perks: 🤍 Business enquiries: newtradingsecrets🤍gmail.com It would be very much appreciated by me if you could support my channel by clicking on the link below to buy me a coffee. 🤍 Patreon will include membership of our Discord where I hope to build a community of traders to help each other increase wealth. You will get early access to the daily stock alerts and also the weekly watchlist. You can also ask questions, receive trading tips, and have your portfolio reviewed as well as getting access to our successful Million Dollar Challenge. There are 3 levels to choose from starting at just $9 per month. For further details and to join please visit: 🤍 Join our Million Dollar Challenge. Details of the NEW and improved Million Dollar Challenge can be seen in the video below. Strategy has now been improved to allow experienced traders to have more flexibility, with a further 5 exclusive videos for our discord members as well as the release of our exclusive stocks spreadsheet. 🤍 Million Dollar Challenge updates #MMTLP​​​ #MULN​​​​ #GNS​​​​​​​​ This video is for entertainment purposes only. Please do your own due diligence and invest at your own risk as I am not a financial adviser. Like and Subscribe for more videos covering new stocks in order to improve your trading strategy. I have over 20 years experience as a lecturer in business, accounting, economics and law. I will be sharing my knowledge and insight of trading strategy by providing stock analysis of the latest share to invest in and the best strike prices. The purpose of each video will be to boost your potential gains in the stock market. Follow me on this journey to success and profits. Twitter: 🤍TradingSecrets7 Hit that notification bell and subscribe for early updates to every video so you never miss out.

#MMTLP #FINRAFRAUD

4591
285
64
00:07:03
04.02.2023

Clips from the 04.02.23 show 🤍 Fill out the NextBridge shareholder profile and list how many shares you own! 🤍... FINRA and the brokers are doing everything they can to avoid it. FINRA even did so much as to send all their workers home for the rest of the week! Today's sponsor is Steve Gaghagen's Etsy store: SteveGaghagenStudio 🤍 Everyday's show sponsor is Next level Chimneys 🤍NextLevelChimneys.com for all your fireplace and chimney needs. Daniel is AMAZING! and sign up at our subreddit: reddit.com/r/houstonwade I finally got a PO Box, address below! Follow the Twitch channel and watch me put together puzzles or figure out just where the hell I am on Earth: 🤍 The treasure hunt was a massive strategic failure on my part... will I try again? Yes! So, get signed up at the Patreon: 🤍 and stay tuned for the next FindHoustonsBooty Part Deux... eventually. Feel free to leave a tip (was a suggestion by a viewer) to my CashApp: $houstonwade, PayPal: 🤍 Venmo: 🤍houstonwade Follow on Twitter: 🤍thehoustonwade Finally got a P.O. Box of my own! Houston Wade PO Box 4645 Rollingbay, WA 98061-0645 Send me weird shit, cool shirts, and Jamaican curry! This is not financial advice. I am not a financial advisor. I link the sources of information that I discuss from my personal perspective on this podcast. I encourage everyone to form their own opinions and this podcast is to encourage discussion and debate on any topic we discuss on this program! We identify the problem, and we seek a solution! #gme #amc #gmeshortsqueeze #finrafraud #finra #mmtlp #mmat #nextbridge

Erasmus + info day - FINra (03.02.2023.)

51
3
0
00:05:14
04.02.2023

Dana 03.02.2023. godine visokoškolska ustanova FINra bila je domaćin Erasmus+ Info dana, organizovanog od strane BRAVO organizacije iz Sarajeva. Info danu su prisustvovali studenti i nastavno osoblje FINra, predstavnici nevladinih organizacija te obrazovnih ustanova, sportski radnici, volonteri i mnogi drugi. Ovom prigodom visokoškolska ustanova FINra i organizacija BRAVO pristupili su potpisivanju Sporazuma o poslovnoj saradnji, čime će se dodatno unaprijediti učešće FINra u Erasmus + programima međunarodne saradnje, te povećati broj studenata, nastavnog i nenastavnog osoblja u programima mobilnosti.

FINra Talks ep.1 / Studenti FINra o Erasmus saradnji /

265
7
0
00:32:19
17.09.2022

Studenti studijskog programa “Finansije i računovodstvo”, Mehmed Čajić, Hajra Suljić, Šejla Mandžić i Melika Umihanić sa profesorom dr.sc. Željkom Ričkom, od 05. do 09. septembra 2022. godine učestvovali su na ”Second Youth Exchange Workshop” u okviru Erasmus+ programa u Sofiji, Bugarska.

MMTLP Next Bridge Hydrocarbons FINRA Creates Fraudulent Counterfeit Shares

6636
529
181
00:15:10
31.01.2023

This is a QUICK Summary of the situation of MMTLP and Next Bridge Hydrocarbons. If you are asked to summarize the situation, this video could be helpful - I believe this is a presentation that ANYONE can give and that it should summarize the current situation with MMTLP and Next Bridge Hydrocarbons.

What is FINRA

829
26
4
00:09:38
05.05.2022

If you are keen on a career in Global Markets then you ought to know what is FINRA. The financial industry regulatory authority that oversees the selling and trading practices of US brokers and dealers.

On hold with FINRA

4974
357
103
00:46:08
09.12.2022

Is MMTLP Stock A SCAM Or Was There FINRA FRAUD And Naked Shorting?

2168
53
95
00:07:58
11.12.2022

We discuss some of the recent drama surrounding mmtp stock and its planned private spinoff from meta martials. Are there millions of synthetic shares outstanding that have been sold short which should have resulted in an epic short squeeze until FINRA stepped into to help their hedge fund friends or was this all a bunch of speculation by wild youtubers? Vinny Webull referral 🤍 Dylan Robinhood referral Join Robinhood with my link and we'll both get a free stock 🤝 🤍 Disclaimer: The opinions contained in this video are our own. We are not licensed investment professionals if you choose to participate in investments discussed herein you do so at your own peril. No investment is without risk and you may very well lose money. #MMTLP, #shortsqueeze, #mmtlpscam TAGS: mmtlp, mmtlp stock, meta stock, meta materials stock, short squeeze, moass, shorts, naked shorts, ftd, failure to deliver, synthetic shares, hedge funds, hedgies, finra, finra fraud, stock market manipulation, fraud, short sellers, screw the shorts, mmtlp scam, mmat, mmat stock, amc, gme, scam, market manipulation, hedge funds, short stock, short the stock

FINRA Señales de alerta (Red Flags of Fraud)

381
5
1
00:02:55
30.12.2014

Evite el fraude en inversiones financieras El fraude financiero es real y puede llegar a ser devastador. Afortunadamente, en cada comunidad hay individuos en posición de proveer ayuda tangible a las víctimas. Para asistirles, la Autoridad Reguladora de la Industria Financiera (FINRA, por sus siglas en ingles), la Fundación de Educación del Inversionista y el Centro Nacional para Victimas del Crimen se unieron para desarrollar “Tomando Acción: Una guía que aboga para ayudar a las víctimas de fraude financiero”.

#FINRA 's motion to dismiss.

3551
215
44
00:20:55
30.01.2023

Clips from the 29.01.23 show 🤍 Fill out the NextBridge shareholder profile and list how many shares you own! 🤍... FINRA and the brokers are doing everything they can to avoid it. FINRA even did so much as to send all their workers home for the rest of the week! Today's sponsor is Steve Gaghagen's Etsy store: SteveGaghagenStudio 🤍 Everyday's show sponsor is Next level Chimneys 🤍NextLevelChimneys.com for all your fireplace and chimney needs. Daniel is AMAZING! and sign up at our subreddit: reddit.com/r/houstonwade I finally got a PO Box, address below! Follow the Twitch channel and watch me put together puzzles or figure out just where the hell I am on Earth: 🤍 The treasure hunt was a massive strategic failure on my part... will I try again? Yes! So, get signed up at the Patreon: 🤍 and stay tuned for the next FindHoustonsBooty Part Deux... eventually. Feel free to leave a tip (was a suggestion by a viewer) to my CashApp: $houstonwade, PayPal: 🤍 Venmo: 🤍houstonwade Follow on Twitter: 🤍thehoustonwade Finally got a P.O. Box of my own! Houston Wade PO Box 4645 Rollingbay, WA 98061-0645 Send me weird shit, cool shirts, and Jamaican curry! This is not financial advice. I am not a financial advisor. I link the sources of information that I discuss from my personal perspective on this podcast. I encourage everyone to form their own opinions and this podcast is to encourage discussion and debate on any topic we discuss on this program! We identify the problem, and we seek a solution! #gme #amc #gmeshortsqueeze #finrafraud #finra #mmtlp #mmat #nextbridge

A Day Inside FINRA - Dan

2075
00:06:07
10.10.2016

Join Dan, a senior security engineer on FINRA Technology’s cybersecurity team in Rockville, MD, as he explains how he monitors for potential breaches to FINRA’s systems that could compromise confidential information. He also talks about how the work his team does that ultimately helps protect investors. 🤍finra.org/careers

College of Examinations: FINRA's Elite Summer Training Program for Recent Graduates

330
00:04:44
24.01.2023

The College of Examinations is an elite summer training program. A group of entry-level examiners will start their careers in Member Supervision’s Firm Examination program through a multi-week training and networking extravaganza. The College of Examinations program includes both onsite and virtual training sessions on various aspects of the industry, the FINRA examination program and related areas of Member Supervision. Participants can expect to have a blended learning experience while enjoying guest speakers and exciting opportunities for team building. To apply: 🤍

MMTLP Review & opinion of the space chat with Erin. New messages for FINRA. Plus huge week for MULN

3605
294
28
00:13:51
04.02.2023

MMTLP Review & opinion of the space chat with Erin. New messages for FINRA. Plus huge week for MULN Join this channel to get access to perks: 🤍 Business enquiries: newtradingsecrets🤍gmail.com It would be very much appreciated by me if you could support my channel by clicking on the link below to buy me a coffee. 🤍 Patreon will include membership of our Discord where I hope to build a community of traders to help each other increase wealth. You will get early access to the daily stock alerts and also the weekly watchlist. You can also ask questions, receive trading tips, and have your portfolio reviewed as well as getting access to our successful Million Dollar Challenge. There are 3 levels to choose from starting at just $9 per month. For further details and to join please visit: 🤍 Join our Million Dollar Challenge. Details of the NEW and improved Million Dollar Challenge can be seen in the video below. Strategy has now been improved to allow experienced traders to have more flexibility, with a further 5 exclusive videos for our discord members as well as the release of our exclusive stocks spreadsheet. 🤍 Million Dollar Challenge updates #MMTLP​​​ #MULN​​​​ #milliondollarchallenge​​​​​​​​ This video is for entertainment purposes only. Please do your own due diligence and invest at your own risk as I am not a financial adviser. Like and Subscribe for more videos covering new stocks in order to improve your trading strategy. I have over 20 years experience as a lecturer in business, accounting, economics and law. I will be sharing my knowledge and insight of trading strategy by providing stock analysis of the latest share to invest in and the best strike prices. The purpose of each video will be to boost your potential gains in the stock market. Follow me on this journey to success and profits. Twitter: 🤍TradingSecrets7 Hit that notification bell and subscribe for early updates to every video so you never miss out.

MMTLP Is the FINRA U3 halt deleted? Plus huge week for earnings and weekly watchlist review.

5224
361
28
00:12:15
28.01.2023

Next Bridge Hydrocarbons MMTLP Is the FINRA U3 halt deleted? Plus a huge week for earnings and weekly watchlist review. Join this channel to get access to perks: 🤍 Business enquiries: newtradingsecrets🤍gmail.com It would be very much appreciated by me if you could support my channel by clicking on the link below to buy me a coffee. 🤍 Patreon will include membership of our Discord where I hope to build a community of traders to help each other increase wealth. You will get early access to the daily stock alerts and also the weekly watchlist. You can also ask questions, receive trading tips, and have your portfolio reviewed as well as getting access to our successful Million Dollar Challenge. There are 3 levels to choose from starting at just $9 per month. For further details and to join please visit: 🤍 Join our Million Dollar Challenge. Details of the NEW and improved Million Dollar Challenge can be seen in the video below. Strategy has now been improved to allow experienced traders to have more flexibility, with a further 5 exclusive videos for our discord members as well as the release of our exclusive stocks spreadsheet. 🤍 Million Dollar Challenge updates #MMTLP​​​ #AAPL​​​​ #milliondollarchallenge​​​​​​​​ This video is for entertainment purposes only. Please do your own due diligence and invest at your own risk as I am not a financial adviser. Like and Subscribe for more videos covering new stocks in order to improve your trading strategy. I have over 20 years experience as a lecturer in business, accounting, economics and law. I will be sharing my knowledge and insight of trading strategy by providing stock analysis of the latest share to invest in and the best strike prices. The purpose of each video will be to boost your potential gains in the stock market. Follow me on this journey to success and profits. Twitter: 🤍TradingSecrets7 Hit that notification bell and subscribe for early updates to every video so you never miss out.

#Finra rule changes

1832
99
8
00:04:54
23.12.2022

Snipets form the 22.12.22 show. Everyday's show sponsor is Next level Chimneys 🤍NextLevelChimneys.com for all your fireplace and chimney needs. Daniel is AMAZING! Yesterday's sponsor: Josh at 🤍PetPalsTN.com he can turn any pooch into a good boy! and sign up at our subreddit: reddit.com/r/houstonwade I finally got a PO Box, address below! Follow the Twitch channel and watch me put together puzzles or figure out just where the hell I am on Earth: 🤍 The treasure hunt was a massive strategic failure on my part... will I try again? Yes! So, get signed up at the Patreon: 🤍 and stay tuned for the next FindHoustonsBooty Part Deux... eventually. Feel free to leave a tip (was a suggestion by a viewer) to my CashApp: $houstonwade, PayPal: 🤍 Venmo: 🤍houstonwade Follow on Twitter: 🤍thehoustonwade Finally got a P.O. Box of my own! Houston Wade PO Box 4645 Rollingbay, WA 98061-0645 Send me weird shit, cool shirts, and Jamaican curry! This is not financial advice. I am not a financial advisor. I link the sources of information that I discuss from my personal perspective on this podcast. I encourage everyone to form their own opinions and this podcast is to encourage discussion and debate on any topic we discuss on this program! We identify the problem, and we seek a solution! #gme #amc #gmeshortsqueeze

FINRA, RIA, Broker Dealers - Who are they and what do they do?

273
3
0
00:01:33
05.11.2020

🤍 These securities are being offered under an exemption provided by SEC Regulation D Rule 506(c). Only accredited investors who meet the SEC Regulation D 501 “accredited investor” accreditation standards and who provide suitable verification of accredited status may invest into this Offering. Any historical performance data represents past performance. Past performance does not guarantee future results. Current performance may be different than the performance data presented. The Company is not required by law to follow any standard methodology when calculating and representing performance data. The performance of the Company may not be directly comparable to the performance of other private or registered funds or companies. The securities are being offered in reliance on an exemption from the registration requirements, and therefore are not required to comply with certain specific disclosure requirements. The Securities and Exchange Commission has not passed upon the merits of or approved the securities, the terms of the offering, or the accuracy of the materials. No communication, through this website or in any other communication, should be construed as a recommendation for any security offering. Prospective investors should not construe the contents of this website, email, or other communication as legal, tax, investment or other advice. All prospective investors are strongly advised to consult with their own tax, legal and financial advisors.

MMTLP vs. FINRA BATTLE! DIFFICULT QUESTIONS From SEC! NEW FILING & NEW PETITION!

1998
90
26
00:09:28
03.02.2023

MMAT (TRCH) Stock Analysis: Torchlight Energy Resources, Inc. engages in the acquisition, exploration, exploitation and development of oil and natural gas properties in the United States. The firm focuses on drilling and working interest programs. Its projects include Midland, Orogrande, and Delaware Basin. In this MMAT (TRCH) Stock Analysis video, we discuss swing trading and investing in the company. We analyze the 55 EMA (Exponential Moving average), MACD (Moving Average Convergence Divergence), RSI (Relative Strength Index), bullish and bearish trends, technical analysis chart patterns, and potential entry and exit points for traders and investors. Timecodes: 0:00 Intro 0:12 Fundamental Analysis MMTLP ($TRCH $MMAT) Playlist: 🤍 MMTLP Stock Fundamentals: 🤍 🤍 MMAT (TRCH) Stock SEC Filing: 🤍 MMAT (TRCH) Stock Website: 🤍 MMTLP Stock News: 🤍 🤍 🤍 🤍 🤍 🤍 🤍 🤍 🤍 MMAT Stock Presentation: 🤍 DISCLAIMER: I am not a financial advisor, and my opinions reflect mine only and no other entities. The ideas presented in this video are for entertainment purposes only and not intended as any financial advice, recommendations, suggestions, etc., despite what is stated. You (and only you) are responsible for the financial decisions that you make. English is not my first language, so please excuse my mistakes. And If you like this video, please hit the like button. It helps me a lot! #TRCH #TRCHstock #TorchLightEnergy #MMAT #MMATstock #Metamaterialvv

FINRA Just forced SEC to Release Classified Hedge Fund Swaps

7148
784
149
00:03:31
17.08.2022

For business inquiries please email me here: zuzolotom🤍gmail.com Follow me on twitter: 🤍 Source: 🤍 FINRA Just forced the SEC to turn over Classified Hedge Fund Trades

MMTLP MMAT The FINRA Daily List has updated! My Interpretation of the critical dates listed.

6285
478
76
00:08:43
07.12.2022

Join this channel to get access to perks: 🤍 This video is for entertainment purposes only. In this video we will talk about ticker symbol MMAT (Meta Materials Inc.) We will go over the technical analysis, the Ortex and Fintel data. We will go over the options chain and cover any upcoming catalyst. Please if you like the content I provided, then hit the Like button, and if you want to see more videos like this one, then hit the Subscribe button and ring the notification bell to stay up to date on the latest news on MMAT. And as always Thanks for watching! My Contact info: Email: UncleSmokeyStockTrades🤍Gmail.com Facebook: 🤍 Twitter: 🤍 LinkedIn: 🤍 My Sources: Finviz: 🤍 Fintel: 🤍 Ortex: 🤍 I AM NOT A FINANCIAL ADVISOR AND THIS IS NOT FINANCIAL ADVICE. TAKE EVERYTHING I SAY WITH A GRAIN OF SALT AND DO YOUR OWN D.D. The information i provide is my opinion and is not a reason to invest in a stock or the stock market. Please do not invest any more money than you can afford to lose as this is the largest Casino in the world.

#FINRA 's Response to Rosas Request to Reconsider

1804
108
16
00:39:03
30.01.2023

Clips from the 29.01.23 show 🤍 Fill out the NextBridge shareholder profile and list how many shares you own! 🤍... FINRA and the brokers are doing everything they can to avoid it. FINRA even did so much as to send all their workers home for the rest of the week! Today's sponsor is Steve Gaghagen's Etsy store: SteveGaghagenStudio 🤍 Everyday's show sponsor is Next level Chimneys 🤍NextLevelChimneys.com for all your fireplace and chimney needs. Daniel is AMAZING! and sign up at our subreddit: reddit.com/r/houstonwade I finally got a PO Box, address below! Follow the Twitch channel and watch me put together puzzles or figure out just where the hell I am on Earth: 🤍 The treasure hunt was a massive strategic failure on my part... will I try again? Yes! So, get signed up at the Patreon: 🤍 and stay tuned for the next FindHoustonsBooty Part Deux... eventually. Feel free to leave a tip (was a suggestion by a viewer) to my CashApp: $houstonwade, PayPal: 🤍 Venmo: 🤍houstonwade Follow on Twitter: 🤍thehoustonwade Finally got a P.O. Box of my own! Houston Wade PO Box 4645 Rollingbay, WA 98061-0645 Send me weird shit, cool shirts, and Jamaican curry! This is not financial advice. I am not a financial advisor. I link the sources of information that I discuss from my personal perspective on this podcast. I encourage everyone to form their own opinions and this podcast is to encourage discussion and debate on any topic we discuss on this program! We identify the problem, and we seek a solution! #gme #amc #gmeshortsqueeze #finrafraud #finra #mmtlp #mmat #nextbridge

FINRA Compliance Requirements

47
0
00:07:26
15.12.2022

FINRA is a self-regulatory organization that works to protect investors and ensure the integrity of the securities markets. Through its website, FINRA provides investors with a variety of services and resources, including access to its online resources, educational materials, and information about specific securities and investments. FINRA also provides links to various unified communications (UC) services, such as Teams, Webex, Slack, and Google Workplace. For more information, please visit: Webex: 🤍webex.com Slack: 🤍Slack.com Google Workspace: 🤍workspace.google.com Please contact AGAT Software for more information 🤍agatsoftware.com Write us an email at: info🤍agatsoftware.com And don’t hesitate to contact us ! To learn more about FINRA, please visit 🤍finra.org

A Day Inside FINRA - Yuliana

1628
00:05:47
26.09.2016

Watch Yuliana, an associate principal examiner in FINRA’s Denver office, talk about how the work she does helps protect investors. She also shares the story of her journey from her native Uzbekistan to Denver and FINRA. 🤍finra.org/careers

FINRA Uses AWS to Analyze 30 Billion Financial Market Events Every Day

8021
13
1
00:04:06
17.07.2014

Financial Industry Regulatory Authority (FINRA) was established to watch and regulate financial trading practices. Challenged by steadily increasing market volumes, evolving exchanges, and changing regulatory rules, the company turned to AWS to build a flexible platform that could adapt to varying market dynamics. Now FINRA can easily analyze 30 billion market events every day while estimating cost savings of between $10 and $20 million annually. To learn more about how AWS can help support your big data needs, please visit: 🤍

Назад
Что ищут прямо сейчас на
FINRA noxunak Титаны Xiaomi poco x3 pro free fire wowow iou Honeyroad mi band 4 recensione ansible vmware increase disk game science china oppo f21s pro vs f21s pro 5g snowrunner 2 DJ EFN haaland Zuma bone lab vr Screams Colored pare collage cop block Marayana